On Beauty and String Theory

One of the arguments often given for string theory is that it is somehow exceptionally “beautiful”. This has always mystified me, since that’s certainly not the way I would describe it. Over the years I’ve paid close attention whenever I see someone trying to explain exactly what it is about string theory that is so beautiful. Lubos Motl has just posted his own detailed answer to this question, something I read with interest.

As usual, Lubos is not exactly concise, so I won’t quote him extensively, but let me try and summarize his arguments for calling string theory beautiful, together with some of my own comments.

1. Symmetries are beautiful and just about every symmetry you can imagine gets used somewhere, somehow in string theory.

Even Lubos is not so sure of this argument, since he says ” I don’t really thing that we view symmetries as the most important reason why string theory is beautiful”. What is beautiful about symmetries is the way they constrain things. If your theory is based upon a simple symmetry principle (take for example gauge theory and the gauge symmetry principle), a huge amount of structure follows from a single, simple principle. String theory is not based on a simple symmetry principle, rather it is a complicated framework, into which you can fit all sorts of different symmetry principles. But because they are not fundamental, these symmetries don’t constrain the theory much if at all. This is very different than the standard model, where at a fundamental level the theory is built around a single symmetry principle, one that governs a large part of the structure of the theory and its physical predictions.

2. The way in which “miraculous” cancellations occur in string theory, constraining the theory by only allowing it to make sense for certain specific choices.

The most well known example of this is the way in which anomaly cancellation picks out 10 dimensions and SO(32) or E_8 times E_8 for the superstring. This was the main reason people got so excited back in 1984, when they thought that the anomaly cancellation principle would give them a nearly unique theory that could be used to make predictions. If the anomaly cancellation principle had picked out four dimensions and SU(3)xSU(2)xU(1), that certainly would have been a beautiful explanation of why the standard model is the way it is. In the standard model itself, anomaly cancellation for the chiral gauge symmetry does work in an impressive way. If you take just the leptons or just the quarks, you have an anomalous theory, but the anomalies of the one cancel those of the other.

In string theory, all anomaly cancellation does is pick out a much too large dimension of space-time and a much too large gauge group. You can certainly embed the standard model in this structure, but you could also embed just about anything you want in it because there is so much room. In the end you are stuck with some version of the “Landscape”, essentially an infinite number of different possibilities with no way to choose amongst them. The anomaly cancellation ends up providing very little constraint on what the structure of low energy physics looks like.

3. String theory is a unique theory that can predict everything about the physical world.

Lubos likes to go on about how unique and predictive string theory is. While I understand this is the dream of every string theorist, the reality of what they actually have is a long ways from what they hope is true. The vision of what they would like to be true may be beautiful, but the reality is something else. The reality is that there is no “unique” string theory that can reproduce the real world, just a dream that such a theory exists. And as for predictions of string theory, there are none. When Lubos says that “string theory predicts” things, what he really means is that if every thing he would like to be true actually were, then in principle you could predict things from string theory.

4. String theory manages to extend quantum field theory in a consistent way, something which is very non-trivial and the way this happens can be described as beautiful.

This seems to be Witten’s main argument these days for promoting the continued study of string theory and I have a certain amount of sympathy for it. There certainly is something of interest going on behind the complicated framework that people are studying under the name “string theory” and maybe it will someday lead to insight into something about physics, most likely the strong coupling behavior of gauge theories. But the fact that there is interesting structure you don’t understand doesn’t mean that this structure has anything to do with a fundamental unification principle for physics.

5. There are beautiful connections to new pure mathematical structures.

The relation of string theory to mathematics is a huge topic, and I’ll comment on it at length at some other time. In brief though, while I think string theory has been an utter disaster for theoretical physics during the past 20 years, it has lead to many interesting things in mathematics. However, most of these interesting things really come from 2d conformal QFT, and I would argue that it is QFT which is having a huge impact on mathematics, much more so than string theory. Witten’s Fields medal was for his work on the relation of QFT to math, not for anything he has done using string theory.

Posted in Uncategorized | 39 Comments

Witten Colloquium

I was down in Princeton today and went to hear Witten’s physics department colloquium on the topic of “Supersymmetry: Pro or Con”. He spent most of the hour going over the 25 year-old hierarchy argument for supersymmetry (that supersymmetry provides a reason for the Higgs to be much lighter than the Planck scale, since it is paired with a fermion whose mass can be protected by an approximate chiral symmetry).

He gave the following arguments for believing in GUTs:

1. Can naturally get small neutrino masses via the see-saw mechanism.
2. Coupling constant unification to 1%
3. Tentative evidence from CMB that fluctuations come from GUT scale.

Actually none of these seem to me very convincing (and to claim 1% coupling constant unification I think he has to use 1-loop results, at 2-loops it is more like 5-10% off, but this may depend on exactly what you are comparing to what).

His points in favor of supersymmetry were:

1. Solves hierarchy problem.
2. Coupling constant unification again.
3. Prediction of top mass from supersymmetric SO(10) GUT.
4. Supersymmetry is consistent with all accelerator data.
5. Lowest mass superpartner a good candidate for dark matter.
6. Part of string theory.

Again none of these are really convincing. If you don’t believe in GUTs, the GUT scale is irrelevant, and since we don’t understand quantum gravity, the significance of the Planck scale is also unclear. I’m no expert on supersymmetric GUT “predictions”, but they seem to depend on lots of choices for the details of the GUT, how its symmetry breaks, and how fermions get masses from the symmetry breaking. Saying that supersymmetry is consistent with all accelerator data is kind of strange since the standard model without supersymmetry is consistent with all accelerator data and there is no evidence for supersymmetry. You can guess what I think of his last argument.

His points against supersymmetry were:

1. The Higgs mass bound is already embarassingly high, need some fine-tuning to get a Higgs that massive in a supersymmetric theory.
2. Supersymmetry spoils many of the experimental successes of the standard model since it generically has experimentally disallowed amounts of violation of CP, baryon and lepton number conservation, flavor-changing neutral currents.
3. No good picture of how to break supersymmetry.

Well, for me the con has it over the pro, but Witten still seems to hold out hope that supersymmetry will be found at the LHC. At the end of his talk, he discussed what he called the “worst case scenario”; that LHC sees a Higgs particle, but nothing else: no supersymmetry, no technicolor, no Little Higgs, no extra dimensions. He said that if this happens people will look for anthropic explanations of the hierarchy problem, whereas if the LHC found something that explained the hierarchy problem, they might be encouraged to look again for non-anthropic answers to the cosmological constant problem (which he claimed was analogous to the hierarchy problem). He did say “I hope it is wrong” about the anthropic explanation of the cosmological constant.

On the anthropic front, Michael Dine is claiming that maybe the statistical analysis of the landscape will “predict” that supersymmetry breaking is at a low energy scale. The arguments he gives sound to me like a complete joke, and from what I remember Michael Douglas was recently claiming that the same kind of analysis indicated that supersymmetry was broken at a high energy scale. One other funny thing about Dine: he doesn’t say that the landscape makes predictions, but that it is “the first predictive framework we have encountered”. This is a guy who for nearly twenty years has been giving talks on “superstring phenomenology” and claiming that any day now string theory would make predictions. I wonder why in all of those previous talks he neglected to mention that not only were there no predictions from string theory, there wasn’t even a “predictive framework”.

Posted in Uncategorized | 27 Comments

Grothendieck and Motives

The latest issue of the Notices of the AMS contains several things very much worth reading. There’s the second part of a wonderful biographical article about Grothendieck written by Allyn Jackson (for some comments about the first part, see an earlier posting).

There’s also an excellent short expository piece by Barry Mazur that explains a bit about one of Grothendieck’s influential and still only partially understood ideas, that of a “motive”. In algebraic geometry the standard ways of defining topological invariants of topological spaces are of limited use, and one wants a much more algebraic notion of such an invariant. This is what a motive is supposed to somehow provide, but to even show that such conjectural motives have the properties one would like requires solving perhaps the biggest open problem in algebraic geometry, the Hodge Conjecture.

Finally there’s a thought-provoking piece called The Elephant in the Internet by Daniel Biss about the effect of the internet on the mathematics literature. It contains some comments about the difference between standards in physics and mathematics, including an analogy of mathematics as classical and physics as popular music. His conclusion that “our current relationship to the Internet has the undeniable effect of degrading the sacrosanct status of the mathematical text” seems to me excessive and it’s a shame that he feels “hesitant to post my papers online; it always feels a little like leaving my infant in a dumpster.” I have some sympathy for his worry that preprint archives and contact with the more journalistic physics literature may make the mathematics literature much less authoritative than it used to be (this was also the concern of a similar article by Jaffe and Quinn published in the AMS Bulletin in 1993). But the lost golden age that Biss yearns for was not so golden. Much of the math literature was written to very high standards of rigor, but often in ways that made such uncompromising demands on the reader that virtually no one who was not already an expert could hope to understand what was being said. The fact that the internet has provided venues for much sloppier, unpolished, but more expository articles also has its very positive aspects.

Posted in Uncategorized | 5 Comments

Interview with Atiyah and Singer

There’s a fascinating interview with Atiyah and Singer now on-line. It was conducted in May at the time they were awarded the Abel prize. The interview and Atiyah and Singer’s acceptance speeches are also available in video form.

The whole interview is very much worth reading and both Atiyah and Singer make extensive comments about the relation of mathematics and physics. Atiyah makes the provocative prediction that ideas from quantum theory will ultimately have a revolutionary effect on number theory, helping to understand why the Riemann hypothesis or Langlands conjectures are true. He notes that Wiles says this is nonsense. He also predicts that new progress in theoretical physics will come from a better understanding of classical four-dimensional geometry. By this I think he has in mind something like twistor methods. Singer’s comments about string theory are probably typical of the attitude of many mathematicians. He says that, because of the Landscape “you cannot expect to make predictions from string theory. Its inital promise has not been fulfilled”, but he still is an “enthusiastic supporter of superstring theory”, largely because of the interesting mathematics it leads to.

Singer also makes the following sociological comment about mathematics, but I think what he has to say is also very true in physics:

“I observe a trend towards early specialization driven by economic considerations. You must show early promise to get good letters of recommendations to get good first jobs. You can’t afford to branch out until you have established yourself and have a secure position. The realities of life force a narrowness in perspective that is not inherent to mathematics. We can counter too much specialization with new resources that would give young people more freedom than they presently have, freedom to explore mathematics more broadly, or to explore connections with other subjects, like biology these day where there is lots to be discovered.

When I was young the job market was good. It was important to be at a major university but you could still prosper at a smaller one. I am distressed by the coercive effect of today’s job market. Young mathematicians should have the freedom of choice we had when we were young.”

Posted in Uncategorized | 14 Comments

Sean Carroll on the Landscape

Over at Preposterous Universe Sean Carroll has some comments on the anthropic principle and the landscape.

He describes one extreme of the spectrum of opinion about this as people who think the whole thing is completely non-scientific, giving what he sees as being the two kinds of objections such people make, neither of which he thinks make sense. Since I’m one of these extremists, I think I should try and explain why and exactly what the nature of my objections are, since they’re not exactly the ones Sean mentions.

The first objection Sean attributes to extremists like myself is that of accusing users of the anthropic principle of “giving up” by assigning the parameters of the standard model to a selection effect instead of calculating them. This is very much David Gross’s objection, and while I would agree with it as a socio/psychological characterization of the behavior of Susskind et. al., my own version of this objection is a bit differerent. For any given supposed fundamental theory, some observables will be calculable from first principles, and others will be aspects of the particular state we are in, dependent on the history of how we got here. Given a particular observable, in some fundamental theories it may be calculable, in others environmental. But the theory is supposed to tell us which it is going to be. The standard model tells us that the earth-sun distance is environmental, and that the magnetic moment of the electron is calculable. It is silent about the origin of its 20 or so parameters, and whether they are environmental or calculable. It is one of the first jobs of any theory that purports to go beyond the standard model to give some sort of explanation of where these parameters come from, which of them are in principle calculable and which aren’t.

The problem with the whole Landscape idea is that it is so ill-defined that it can’t even tell you what things are calculable and what things are environmental. You don’t know what the fundamental M-theory is that is supposed to be producing the Landscape and governing the dynamics of how the universe evolves in it. String theorists would probably claim that while they don’t know exactly what the fundamental theory is, they may know enough about it to make conjectures about what the Landscape should look like, at least in certain limiting cases. The problem is that their conjectures not only don’t allow them to calculate anything, they don’t even allow them to determine what is going to be calculable. The problem with string theory is not that it can’t calculate the vacuum energy, it is that it can’t calculate anything. Some string theorists are now using the Landscape picture purely as an excuse to get them out of this embarassing situation. “Not our fault we can’t calculate anything beyond the Standard Model, because maybe nothing beyond the Standard Model is calculable”. If they had a well-defined fundamental theory which exhibited this behavior, one might take them seriously, but until they do, the whole picture is nothing more than an elaborate excuse for failure. A question that should be asked of anyone promoting this stuff: show us using string theory which of the Standard Model parameters are calculable and which are environmental. If they can’t do this they shouldn’t be taken seriously.

The second objection Sean attributes to the likes of me is that we object to the explanatory use of entities that are unobservable in principle, like multiple universes. This isn’t really my objection to the Landscape. If a compelling fundamental theory existed that made lots of correct testable predictions, and such a theory predicted lots of unobservable universes, I’d happily believe in their existence. But, absent such a compelling theory, people who go on about unobservable multiple universes are not behaving very differently from those theologians who supposedly took an interest in angels and pins. Science is about coming up with explanations for the way the world works, explanations that can in principle be tested by making more observations of the world. If you’ve been working on a theory for twenty years and it has totally failed to make any testable predictions, you should admit failure and move on, not engage in elaborate apologetics for why your theory can’t predict anything.

Posted in Uncategorized | 25 Comments

Hidenaga Yamagishi

A special issue of Physics Reports has appeared entitled “Hidenaga Yamagishi’s World”. Unfortunately it’s only available online if you are paying Elsevier, so I won’t post a link (it’s volume 398, issue 4-6). This issue is a memorial to the Japanese particle theorist Hidenaga Yamagishi, who died tragically a few years ago.

Hide was in my entering class at Princeton and we spent a lot of time discussing physics together during our graduate student years and later. He was Witten’s first student, and Witten contributes a touching piece about Hide to the memorial issue, including the comment about his maturity “I suspect that to other students he must sometimes have seemed more like a professor than a fellow student”. I can vouch for the accuracy of that and recall that Hide was probably the one of my fellow theory students that I learned the most from.

Hide came to Princeton from the University of Tokyo, already with a strong background in quantum field theory and particle physics. He got his Ph.D. quite a bit faster than me, and left for a post-doc at MIT. Towards the end of my time as a post-doc at Stony Brook, he arrived there to take a tenure-track job in the nuclear theory group of Gerry Brown.

After I left Stony Brook and moved into the mathematics community, I didn’t hear much about what Hide was doing, until some point in the early-mid 90s when I heard from a mutual friend that he had gone back to Japan, perhaps had been ill, and didn’t really seem to be his old self. Around this time for a few years I got Christmas cards from him and he sent me a couple letters. The last one was in early 1998 and included a manuscript of recent ideas about the topological susceptibility in QCD, a topic we both had worked on and often discussed.

Hide’s thesis was about the effects of a magnetic monopole background on the quantum field theory of electrons. Witten discusses this a bit, but there is a much more extensive discussion in the introduction of the article by Goldhaber, Rebhan, van Nieuwenhuizen and Wimmer. To see some of what he was thinking about near the end of his life, see his article with Ismail Zahed entitled “Is Quantization of QCD Unique at the Non-Perturbative Level?”. They ask the interesting question of how well-defined the whole notion of the theta-vacuum is, given that BRST quantization only fixes invariance under infinitesimal gauge transformations, not addressing what happens with so-called “large” gauge transformations. The manuscript Hide sent me in 1998 was more along these lines.

Posted in Obituaries | 3 Comments

Witten replaces WMAP

Witten is giving a colloquium talk next week at Princeton on the topic of “Supersymmetry Pro or Con”. His talk is a last-minute replacement for one about “Recent Results from WMAP” by Lyman Page. WMAP was supposed to report the results from the analysis of the second year’s worth of satellite data early this year, but this has been delayed quite a bit already, and evidently is being delayed even more. Does anyone know why?

Posted in Uncategorized | 17 Comments

Wilczek Weblogs

This weblog thing is getting out of control. It seems that Frank Wilczek’s wife has one, as well as his daughter. What about you, Frank?

Posted in Uncategorized | 14 Comments

Witten on “The Future of String Theory”

Witten’s talk this morning at the KITP on “The Future of String Theory” is now available. He only talked for about fifteen minutes and then took some questions. I thought it was a rather weird performance. Not only did Witten not really have anything to say about the future of string theory, he didn’t even discuss the present state of the theory. The most recent thing about string theory he mentioned is the now seven year-old AdS/CFT correspondence. He drew the standard picture of Feynman diagram vs. string world-sheet, claiming it indicates that space-time is an “emergent phenomenon”. He even noted that he has been drawing the same picture for nearly twenty years now and he still doesn’t know in what sense this “emergent space-time” idea is true, although AdS/CFT is the closest thing to the kind of thing he is looking for. Now not only space-time is supposed to be “emergent”, but so is the string itself, although he admits he doesn’t know what this means.

Instead of looking optimistically to the future, Witten’s talk was extremely defensive. He started off trying to defend why string theorists work on string theory (basically because it is a non-trivial extension of QFT, contains gravity and has lead to important mathematical results). Much of his very short talk was taken up by mentioning criticisms of string theory and giving unconvincing responses to them. He didn’t say anything in the bulk of his talk about the Landscape or twistor string theory, or anything else going on these days in the field.

There were several questions from the audience. Someone asked him if he would still believe as strongly in string theory if the LHC didn’t find supersymmetry. He somewhat evaded the question, saying he would be less optimistic about how well we can ever understand the world, but implying that he wouldn’t consider this as evidence against string theory itself, repeating the same defense of why he did string theory that his talk started with.

The last question was about the anthropic principle and the Landscape. He began his answer with something like “Well…..(nervous laughter)… uh…..” then finally said more or less “I’d be happy if it is not right, but there are serious arguments for it, and I don’t have any serious arguments against it.” So I guess he comes down on the Weinberg side (“I don’t like it, but maybe we have to accept that our fundamental theory can’t explain any of the things it is supposed to”) vs. the Gross side (“people who think this way have given up doing physics”).

Posted in Uncategorized | 32 Comments

KITP Conference on “The Future of Physics”

The KITP in Santa Barbara is having a conference in honor of its 25th anniversary on the topic of “The Future of Physics”. Some of yesterday’s talks are already online. I’ve been watching Weinberg’s talk on “Where do we Stand?” this morning (a commenter also wrote in a little while ago while I was watching to recommend it). Weinberg gives a good summary of the present state of conventional wisdom about particle theory. He goes over the standard arguments that the standard model should be thought of as an effective low energy theory, and that doing so explains many of its features, with the two big exceptions of the scale of the vacuum energy and the electroweak symmetry breaking scale.

He promotes his “prediction” of the cosmological constant, and recalls that supersymmetry is the standard way of dealing with the low electroweak scale or hierarchy problem. But he then explains the problems with all known ways of breaking supersymmety, concluding that “no satisfactory theory of supersymmetry exists, where supersymmetry breaking is accounted for in the framework of particle physics.”

As for the “Landscape”, he notes that Gross hates it, says that “I don’t love it”, that it’s a disappointment, but one that we may have to get over. He makes some extensive comments about string theory, saying that it has had a history of advances leading to momentary optimism, but ultimately disappointment, with the bottom line that after 20 years we understand string theory much better but are no closer to contact with physics. He ends his comments about string theory with a rather weird remark that maybe it is wrong to look for a “guiding principle” behind string theory, that all there is to it is that it is the only way of extending the standard model to include gravity in 4d. I guess he is implying that string theory is not a fundamental beautiful theory, but, like S-matrix theory just a general framework imposed by consistency.

In general, Weinberg sounded to me old, tired and discouraged. Like just about all the leaders in the field, he refuses to publicly acknowledge the obvious possibility that the explanation for why string theory doesn’t predict anything or have any known fundamental principles is that it is just a wrong idea. He’s so discouraged about string theory that he has stopped working on it himself for the last fifteen years, but doesn’t have the energy or optimism to envisage any alternatives. He ends his talk with some real downers, one of which he calls the “LHC nightmare”, that the LHC will just see a single new scalar particle and nothing else. The second nightmare is that observations of the CMB will never see anything that tells us more about the early universe, just a 1/f spectrum, no evidence of the effects of gravitational waves.

All in all Weinberg ended up not giving a very optimistic view of the “Future of Physics”, but something closer to John Horgan’s argument about the “End of Physics”.

Tomorrow there will be a panel on “Field Theory and Mathematics” which should be interesting. Also, Witten will be talking on the “Future of String Theory”. It will be interesting to see if he is any more optimistic than Weinberg, and more specifically if he’ll come down on the Gross (“I hate it”) or Weinberg (“I don’t love it, but maybe it’s right”) side of the Landscape issue.

Posted in Uncategorized | 49 Comments