In the 60s, Shimura studied certain algebraic curves as analogues of classical modular curves in order to construct class fields of totally real number fields. These curves were later coined "Shimura curves" and vastly generalized by Deligne. We will take a tour of the rich geometry and arithmetic of Shimura curves. Along the way, we may encounter tessellations of disks, quaternion algebras, abelian surfaces, elliptic curves with CM, Hurwitz curves ... and the answer to life, the universe and everything.
This is a note I prepared for my first Trivial Notions talk at Harvard, Fall 2011. Our main sources are [1], [2], [3], [4] and [5].
Briefly speaking, Shimura curves are simply one-dimensional Shimura varieties. I have accomplished my trivial notion task because I have told you a trivial notion. But obviously it does not help much if you do not know what the term Shimura varieties means. It only takes 5 chapters in Milne's notes in order to define them — not too bad — but initially Shimura invented them really because they are natural analogues of classical modular curves.
Review of Modular CurvesLet
be the upper half plane. Then
acts on
by Mobius transformations. For each complex number
, we can associate an elliptic curve
. The endomorphism ring is given by
, which is either
or an order in some imaginary quadratic field
. The latter case is rarer and is given the name complex multiplication (CM). Two such elliptic curves
and
are isomorphic if and only if
lie in the same
-orbit. Hence we have the following bijection.
can be identified with the fundamental set
The elliptic point
and
have nontrivial stabilizer of order 2 and 3, which correspond to elliptic curves with complex multiplication by
and
and automorphisms groups of order
and
.
can be viewed as the Riemann sphere with the north pole missing. By adding the cusp
, we get the compactification
. The cusp has the moduli interpretation as degenerate elliptic curves — nodal cubic curves.
is the coarse moduli space of complex elliptic curves and is isomorphic to
via the
-invariant.
Analogously, for the congruence subgroups
, where
,
,
,we get the compact Riemann surfaces
after adding cusps to the quotient
. These classical modular curves, which date back to Klein and Fricke in the 19th century, also play an important role in the modern proof of Fermat's last theorem. They are coverings of
and are coarse moduli spaces of elliptic curves with additional torsion data:
parametrizes elliptic curves with a
-cyclic subgroup.
parametrizes elliptic curves with a point of order
.
parametrizes elliptic curves with a basis of the
-torsion points with a fixed Weil pairing.Due to the moduli interpretation,
and
both have models over
.
has the function field
, so there is a polynomial
such that
. A remarkable fact is that
actually has integer coefficients. One can utilize this to show that for an elliptic curve
with CM by
, where
is the ring of integers of
,
is actually an algebraic integer (Gross-Zagier have very explicit formula for these values). Moreover, the theory of complex multiplication shows:
is an algebraic integer of degree
, where
is the class number of the imaginary quadratic field
. The Hilbert class filed
of
can be obtained from
by adjoining
. The maximal abelian extension of
can be obtained by adjoining
and the
-coordinates of torsion points of
. Moreover, the action of
on
can be described explicitly.
This main theorem of complex multiplication implies an interesting result discovered by Ramanujan:
is an "almost integer" as
has class number 1!
Shimura curvesOne problem with
is that its fundamental domain
is not compact. As a consequence, every subgroup of
commensurable with
is not cocompact and we have to add cusps to obtain modular curves.
of
such that
is cocompact?
You have definitely seen many examples from the artwork of M. C. Escher. Using the Poincare disk model for
, we can tessellate
with infinitely many hyperbolic triangles with geodesic sides.
be the hyperbolic triangle with angles
. Let
be the
rotation with respect to its
vertex (
). Then the group
generated by
acts on
as automorphisms. Looking at the picture we obtain the representation
It is called the
-triangle group and has the fundamental domain consisting of
and one copy of its reflection. Hence
is a discrete cocompact subgroup of
.

More generally, any triple
satisfying
gives us a triangle group. It is a cocompact subgroup of
and has exactly three elliptic points of orders
. From this point view,
is simply the limiting case
, where
and
are the order 2 and 3 elliptic points and the cusp emerges as the limit
vertex.
By "arithmetically" we mean the way we obtained
and other congruence subgroups by "taking
-points" of a matrix group. More precisely,
be an algebraic group over
. A subgroup of
is called arithmetic if
is commensurable with
.
is called arithmetic if there exists an algebraic group
over
and a surjective homomorphism
with compact kernel such that
, where
is an arithmetic subgroup of
.
Roughly speaking, after ignoring compact factors, an arithmetic subgroup of
is simply a subgroup commensurable with
provided
. The congruence subgroups of
are obtained by taking
. But none of them are cocompact! In order get a cocompact arithmetic subgroup, we need to find some other algebraic group
with
. Instead of working with the matrix algebra
and
, we need some other
-algebra structure. One example is given by the quaternion algebra.
is a central simple
-algebra of dimension 4, namely a 4-dimensional
-algebra with center
and no nontrivial two-sided ideals.
By Wedderburn's theorem, every central simple
algebra is a matrix algebra over a central division
-algebra. All the central division
-algebra are classified by the Brauer group
. Quaternion algebras are characterized from division
-algebras as those having a quadratic splitting field.
is the
-algebra with basis
satisfying the relations
,
,
, where
. Then
is a quaternion algebra. We can view
and
. Then
splits
as
are
-linear independent. Conversely, every quaternion algebra (including
) is of the form
. One can regard quaternion algebras as a noncommutative way of gluing quadratic fields together. There is a natural involution given by
. The trace and norm are given by
, we have the matrix algebra
and the Hamilton quaternion
. As
, these are the only two! Moreover, the norm one elements in
form
and the norm one elements in
form a compact group.
a non-archimedean local field, one big result from local class field theory tells us that
and quaternion algebras are classified by
. Again there is a unique nonsplit quaternion algebra.
a number field, one big result from global class field theory tells us that
sits inside an exact sequence
and quaternion algebras are classified by
. So there are many quaternion algebras
over
, each of which is uniquely determined by an even number of nonsplit places. The discriminant
of
is product of all nonsplit places of
. So for
, any finite set
of finite primes will give a unique rational quaternion algebra, which is split at
if
is even and nonsplit at
if
is odd. In particular, a quaternion algebras split at every place is just the usual matrix algebra
.
Now on let
be a rational quaternion algebra split at
. We can generalize the procedure of taking
from
by taking a maximal order (a
-lattice of rank 4 which also a subring)
and its norm 1 elements
. Since
,
is an arithmetic subgroup of
. As
has no parabolic elements, we know that
is cocompact. The resulting complex algebraic curve is the counterpart of the classical modular curve
.
Moduli interpretation and class fieldsNow given any
, we have a rank 4-lattice
in
, where we view
. So we obtain a complex torus
with an
-action. It is actually an abelian surface via the Riemann form
, where
is chosen in the way that
. A special case is when
and
,
is just two copies of the elliptic curve
. So the same logic should apply and we can check that
In this case we say
is a QM-surface (quaternionic multiplication). For a fixed choice of
, a theorem of Milne implies that if there is an embedding
, then there is a unique principal polarization
of
such that the corresponding Rosati involution
on
coincides with the positive involution
on
.
Now assume
is nonsplit and let
be a QM-surface.
is simple, then its endomorphism algebra
is an division algebra.
acts on
freely, so
has dimension at most 4. But
is QM, so
has dimension at least 4 and
.
is not simple, then
. If
are not isogenous, then
which cannot contain the quaternion algebra
. Hence
and
. Since
is nonsplit, we know that
, hence
is an elliptic curve with CM by a field
which splits
.So we have proved the following
is a QM-surface. Then either
is simple with
or
, where
is an elliptic curve with CM by a field which splits
.
In the latter case, the corresponding point on the Shimura curve
is called a CM point. Those are in some sense "degenerate" points on the moduli space of QM-surfaces. One can expect that these CM points could play an important role, since, unlike the modular curves case, we do not have truly degenerate cusps to work with.
Due to the moduli interpretation,
has a canonical model over
. More generally, one can define the order
by imposing a congruence condition
. The resulting Shimura curve
has a similar moduli interpretation as QM-surfaces with extra level-
structures, which I do not quite bother writing down here.
Instead of
, one can also work more generally with a totally real number field
of degree
and a quaternion algebra
over
split only at one real place. Then we have an embedding from
to the split factor
of
. Then norm one element
in the maximal order
will again form a cocompact arithmetic subgroup of
and the quotient
is a Shimura curve. These curves also have a moduli interpretation as abelian varieties of dimension
with
-actions, which is more complicated than the
case. Using the moduli interpretation, Shimura proved that
has a canonical model
, where
is a complete algebraic curve over
, the maximal abelian extension of
unramified at all finite primes. Shimura then constructed class fields for totally imaginary extension of totally real number fields:
be a totally imaginary extension of
, which is isomorphic to a quadratic subfield of
over
. Then the Hilbert class field
of
is obtained from
by adjoining
for
a regular fixed point of
on
.
Whatever the word "regular fixed point" means, it can be viewed as an analogue of the value of
in the modular curves case. Moreover, the action of
can be described explicitly by the Shimura reciprocity law. We shall not go into the excessive details here.
Hurwitz curvesNow let us look at an interesting example of Shimura curves which relates to
In the mathematical context, you may have seen this magic number as a bound for the number of automorphisms of a complex algebraic curve
.
You know the proof if you went to Anand's class and listened carefully. Those curves with equality are called Hurwitz curves. Now let me show you how quaternion algebras and Shimura curves could help us in finding Hurwitz curves. Let us get started by finding a volume formula for the fundamental domain of
. Suppose
is the half fundamental domain consisting of
elliptic points of orders
and
quadruples of sides which are glued together in a way you all know. By the Gauss-Bonnet formula
where
is the Gaussian curvature of
,
is the geodesic curvature of
. In our case,
,
and
. Therefore,
In other words, we recover the Riemann-Hurwitz formula,
A simple calculation shows that the fundamental domain has the minimal volume
when
,
and
, which corresponds to
. Suppose
is a normal subgroup, then we know
acts on
as automorphisms and
. If
furthermore has no elliptic points, then
, hence
and
is indeed a Hurwitz curve!
The remarkable thing is that
is actually an arithmetic subgroup coming from a quaternion algebra. How can one possibly figure this out? The above volume formula is true for an arbitrary discrete subgroup
. But since arithmetic subgroups are defined in an arithmetic way, so one could expect that the arithmetic properties of quaternion algebras would benefit us. This is the case and here is an amazing volume formula worked out by Shimizu [6] using only arithmetic properties.
be a totally real number field of degree
. Then
where
is the discriminant of
,
is the discriminant of
and
is the Dedekind zeta function of
.
Given a quaternion algebra, we can work out the volume of
with Shimizu's formula in hand (and the zeta function is going to take over the world). Hence we can possibly solve
and
using the general volume formula. In fact,
can also be determined by investigating arithmetics by the work of Eichler. So one can sit down and work hard with quaternion algebras with a hope of finding triangle groups, i.e. those with
and
. The complete list of arithmetic triangle groups are determined by Takeuchi [7], [8].
can be identified the group
for the cubic totally real field
and the quaternion algebras
over
only nonsplit at two real places. As discussed above, any normal subgroup
of
gives us a Hurwitz curve if it has no elliptic points. It turns out that the congruence subgroup
has no elliptic points for any ideal
of
, hence gives sn infinite family of Hurwitz curves! Even better, the number of automorphisms can be computed as
where
if
and
otherwise. The first few with small values of genus are listed as follows.
. So
,
and
.. It is known as the Klein quartic with the model
.
. So
,
and
. It is known as the Fricke-Macbeath curve.
. So we have three curves with
,
and
. These were unkown before Shimura and are called the first Hurwitz triplet.The above five are actually the first five smallest genus Hurwitz curves. The next one is of genus 17, which is non-arithmetic. The next arithmetic one is of genus 118 given by the inert prime above 3.
[1]Rational points on Atkin-Lehner quotients of Shimura curves, Harvard University Cambridge, Massachusetts, 2003.
[2]Construction of class fields and zeta functions of algebraic curves, The Annals of Mathematics 85 (1967), no.1, 58--159.
[3]Shimura curve computations, Arithmetic geometry 8 (2006), 103--113.
[4]Shimura curve computations, Algorithmic number theory (1998), 1--47.
[5]The Klein quartic in number theory, The Eightfold Way, edited by S. Lévy (1999), 51--102.
[6]On zeta functions of quaternion algebras, The Annals of Mathematics 81 (1965), no.1, 166--193.
[7]Commensurability classes of arithmetic triangle groups, J. Fac. Sci. Univ. Tokyo Sect. IA Math. 24 (1977), no.1, 201--212.
[8]Arithmetic triangle groups, J. Math. Soc. Japan 29 (1977), no.1, 91--106.