These are my live-TeXed notes (reorganized according to my tastes) for the second part of the course Introduction to Riemann surfaces and Teichmuller theory by Professor Feng Luo, June 28 — July 14, at Math Science Center of Tsinghua University.
Classification of Riemann SurfacesSurfaces (assumed to be connected and orientable) of finite type (i.e., with finitely generated fundamental group) have a complete topological classification due to Mobius ([1, Theorem 1.1]):
tori, where
is called the genus.
disjoint disks, where
is the number of boundary components.
points from the interior, where
is the number of punctures.Among these,
,
,
,
are the only cases with abelian fundamental group
. However, each single topological class may contain various analytic structures.
be a topological surface. Denote by
the set of biholomorphism classes of Riemann surfaces that are homeomorphic to
. This is called Riemann's moduli space.
We can restate the uniformization theorem as follows.
Let
be a Riemann surface with nontrivial fundamental group. From general algebraic topology property, we know that there exists a simply connected surface
and a covering map
such that
acts freely and discontinuously on
: for any
,
is a homeomorphism and
if and only if
for some
; for any
there exists a neighborhood
of
such that
for any nontrivial
. In particular, for any nontrivial
, we have
for any
.
is a Riemann surface such that
is analytic. The Uniformization Theorem tells us that
is either
,
or
.
The main goal of this section is to prove the following classification of Riemann surfaces with simple topology.
is a Riemann surface such that its fundamental group
is abelian and nontrivial. Then
.
, then
or
, where
is a lattice in
.
, then
, the annulus of module
, where
. Moreover,
if and only if
.To prove Theorem 3, we need the following two lemmas.
, we have
.
can be lifted to
such that
, where
and
are the universal covering maps. Furthermore, if
is a homeomorphism then
is so. Obviously, if
is analytic then
is so, hence if
then
.
is simply connected and
is a covering map, we choose
to be the lifting of
. Furthermore, suppose
is a homeomorphism with
. Taking
,
and a lift
,
, we get a lifting
similarly. Then
so
and
are both the liftings of
sending
to
. The uniqueness of the lifting ensures that
are inverses.
¡õ
, the eigenvalues are of the form
. The condition that the eigenvalues are real implies that
. The fixed points condition implies that
, namely
, too.
¡õ
Now we are in a position to prove Theorem 3.
has a fixed point in
,
cannot act on
freely.
(b) Suppose
. The automorphism
has no fixed points, hence
and
, namely
. If
, then
by
. If
with
, then topologically
is
. We claim that
. If
is a rational multiple of
, then
for
, therefore
, which contradicts the fact that
and
are generators of
. If
is an irrational multiple of
, then
is dense in the line
, so that
has limit points which contradicts the discontinuity. So
where
is a lattice. A similar argument shows that
cannot have more than two generators.
(c) Suppose
.
, with
, then every fixed point of
is inside
by freeness. After conjugating by some
, we may assume that
has the form
, where
(by Lemma 2) or
.
If
, then
. So
by
If
, then
, where
. Then
is biholomorphic to
where
, by composing the logarithm map, the strip-scaling map and the exponential map 
, then
since
. Up to conjugation, we may assume that
or
(
). If
, then
and
, so
cannot act discontinuously; if
, then
and
with
. If
, then
; if
, then
cannot act discontinuously.We claim that no two
's are not biholomorphically equivalent. If
then
by Riemann's theorem on removable singularities. If
, suppose
is a biholomorphism, then
. By Lemma 1,
lifts to
and
. Comparing the eigenvalues, we know
, therefore
. The claim follows.
¡õ
Now suppose
is a biholomorphism. Then by Caratheodory's Theorem 4,
extends to a homeomorphism
. Applying the Schwarz reflection theorem repeatedly, this map extends to a biholomorphism
. Thus it is a scalar, which has to be 1 since
maps
to
. So
.
: by change of lattice basis and Remark 1.
: composing
by an automorphism of
, we may assume
. Let
be the lifting of
such that
using Lemma 1. Hence
, which implies that
and
are equivalent under the action of
. Moreover,
ensures that they are actually equivalent under
.
¡õ
By now, we have completely described Riemann's moduli spaces
for all topological surfaces
with abelian fundamental groups.
and
is a genus
closed Riemann surface. Riemann computed that
. To see that
intuitively, let
, then
, where the fundamental group
is generated by
(
) subject to
. The total number of degrees of freedom is
. Since
for
, the total dimension is no more than
. More generally, let
be a topological surface of finite type (homeomorphic to a compact space) such that
is generated by
elements, then
.
Quasi-conformal mapsWe fix the following conventions in this section:
are open in
.
is a
- smooth function. Denote
,
,
,
and so on. The following proposition can be thought of the chain rule with respect the variables
and
.
It is easy to see that every
-linear map
is given by
, where
satisfies
and
. Moreover,
. If
, then
. It follows that the Jacobian of
is equal to
. So
preserves orientation if and only if
.
Geometrically,
sends circles to ellipses. The following easy lemma describes which of the radii of a circle are sent to the axes of the corresponding ellipse.
(assume that
), we have
The second equality holds if and only if
, if and only if
. The first equality holds if and only if
, if and only if
.
, denoted by
, is the ratio of axes of the ellipse
, which is equal to
.
Note that
will switch the major axis and the minor axis. Also, it is easy to see that
and
.
preserves orientation. Define
to be the dilatation of
and
to be the Beltrami coefficient of
. Then
.
The lemma follows.
¡õ
is a quasi-conformal map if
is an orientation-preserving homeomorphism,
-smooth outside a discrete set
and there exists
such that
for any
. Denote
, then
.
The concept of quasi-conformal maps can be generalized to Riemann surfaces using local coordinates. A natural question is to find the minimum dilatation quasi-conformal maps (in given a homotopy class) between Riemann surfaces with different analytic structures. This is the content of Teichmuller theory and the main theorem is the following.
are compact Riemann surfaces of genus
and
is a given homeomorphism. Then there exists a unique quasi-conformal map
such that
is homotopy equivalent to
and
has the smallest dilatation among all such
. Moreover,
is a constant independent of
.
This theory is motivated by the classical Grotzsch problem.
be rectangles with vertices
and size
,
. Consider all
-smooth diffeomorphism
such that
. We have:
, let
be the horizontal line segment
, then
So using the triangle inequality, we obtain
Now the Jacobian
, so
by Cauchy's inequality. The equality holds if and only if
is affine:
is a constant and
is a constant, therefore
and
are constants. The theorem now follows.
¡õ
be an annulus of module
(
). Then
by
, where
. So if
is a
-smooth diffeomorphism, using the same proof as in Theorem 6, we know that
and the equality holds if and only if the lift
is affine given by
.
Teichmuller used quadratic differentials to solve this problem.
Quadratic differentials
on
is an analytic function
such that
for any
. Similarly, a quadratic differential
on
is an analytic function
such that
for any
. More generally, for a Riemann surface
with analytic charts
, a holomorphic 1-form on
is a collection of analytic functions
such that
, i.e.,
. Similarly, a quadratic differential on
is a collection of analytic functions such that
.
(
). All holomorphic 1-forms and quadratic differentials on
are of the forms
and
where
(
).
be a compact Riemann surface of genus
, then the vector space
of all quadratic differentials on
is of complex dimension
(and real dimension
).
Roughly speaking, we will see a correspondence between
and
, which explains the significance of quadratic differentials in Teichmuller's construction (cf. Remark 4and Theorem 14).
A holomorphic 1-form at
gives an
-linear map from the tangent space
to
. Similarly, a quadratic differential
at
gives a quadratic form
from
to
. A quadratic differential provides the following geometric data.
, namely
such that
. So
.
, namely
such that
. So
.
near
with
, given by
. This metric is conformal to the standard Euclidean metric, i.e., angles in
are the same as angles on the Riemann surface
.
is locally isometric to the Euclidean space
. Indeed, given
, define
, then
and
and
.
is a nonzero quadratic differential on a Riemann surface
, then for any
, there exists an analytic coordinate
at
with
such that
in
is given by
where
. We call this analytic coordinate the natural coordinate for
.
,
and
where
is analytic. If
, we have just proved that
where
. Now suppose that
. Let
where
is analytic and
. Our goal is to write
as
where
is analytic,
and
. Namely, we would like to solve the equation
Formally, it is equivalent to
or
We need to justify that this is well-defined. Suppose
where
. Then
Hence
is single-valued and satisfies Equation 1.
¡õ
be a quadratic differential on a compact Riemann surface
, then we obtain a flat Riemannian metric
on
, so the area of
is well-defined:
We also denote it by
, then
is a
-normed vector space.
near
is a cone with cone angle
. The cone minus the vertex has a flat metric. Suppose the cone angle is
, then the pullback metric of
via
is
. For example, the metric
is obtained by gluing three half planes along the origin.
Teichmuller Uniqueness TheoremLet
be a Riemann surface,
a quadratic differential on
and
, where
. Then there exists a new Riemann surface
such that the underlying set of
and
are the same, and there exists a quadratic differential
on
such that
is
-quasi-conformal. Let us construct the analytic charts for
as follows. Pick any point
.
Type I
. By Theorem 8, there exists a natural coordinate
of
at
with
and
. Define a new analytic chart
for
by
, in other words,
,
.
Note that if another
is analytic with
and
such that
, then
, which implies that
. So if
and
are two natural coordinates of Type I for
, the the transition function
between them is analytic: we know that
where
is a constant, therefore
, so
. Hence
,
is a well-defined quadratic differential on
.
Type II
. Choose a natural coordinate
at
such that
by Theorem 8. Define a chart for
by
This is well-defined since the right hand side is
and
, so we can just choose the principal branch. Moreover,
is a homeomorphism
. Indeed,
, so 
We claim that the transition function
for a Type I chart
and a Type II chart
is analytic. Suppose
at
. We may assume that
. Then we find that
in
, so
. Hence
is analytic and
.
The following uniqueness theorem can be regarded as the general answer to the Grotzsch problem.
be a compact Riemann surface with a nonzero quadratic differential
. Let
be the new Riemann surface. If
is a quasi-conformal map homotopic to the identity map, then
and the equality holds if and only if
.
Denote
for simplicity.
is an embedded horizontal arc in
and
such that
,
are homotopic relative to
. Then the length of
is no greater than the length of
in
.
The problem occurs due to the presence of singularities (negative curvatures). To prove this Key Lemma, we need the following version of Gauss-Bonnet Theorem.
be a polyhedral surface obtained by isometric gluing of Euclidean triangles. For a vertex
of
, define its curvature
Then
.
. We may assume that
is a piece-wise geodesic path homotopic to
such that the vertices of
are in
. Moreover, any vertex other than
and
has cone angle at least
(otherwise we can decrease the length), so
for these vertices. Now by the Gauss-Bonnet Theorem, we get
, impossible unless
.
¡õ
be a
-quasi-conformal map homotopic to the identity map. Then there exists a constant
such that for any horizontal arc
in
, we have
be a
-smooth homotopy between
and
. Let
. Using Key Lemma 7, since
is also horizontal in
and
, we know that
This completes the proof.
¡õ
be the partial derivative with respect to the natural coordinate
in
,
. Let
be measured in
. Then
be
minus all horizontal lines through
(several branches at one singular point), then
has full measure in
. For any
and
, define
be the horizontal line centered at
of length
. Then
is simple since the horizontal direction is unique outside
. We choose the arc length parametrization, namely
, so
, where
under the natural coordinate. Using Key Lemma 7, we know that
where
is a constant. But by the chain rule
we know that
So
The lemma then follows by letting
.
¡õ
since
when
is compact. The theorem follows.
¡õ
Teichmuller spacesLet us return to the study of Riemann's moduli space
consisting of all Riemann surfaces
homeomorphic to a fixed topological surface
. We observe that it is the equivalent to study all complex structures on
.
Let
be a homeomorphism, then we can pull
back to another complex structure
on
. Define
Then the Riemann moduli space
.
and
are Teichmuller equivalent if there is a biholomorphism
such that
is homotopic to the identity map. The set of all Teichmuller classes is called the Teichmuller space, denoted by
. Define
Then
is the same as
.
There is a subtle problem concerning "markings" on the Teichmuller space since we fix the underlying set
.
be a fixed triangle. Then
which is isomorphic to
. But the Riemann moduli space
is isomorphic to
.
Instead of fixing the underlying set
, we may consider the equivalence classes of marked Riemann surfaces.
. A marked Riemann surface
by
is a pair
where
is a homeomorphism.
and
is Teichmuller equivalent if there exists a biholomorphism
such that
are homotopic. So the Teichmuller space
is the set of all Teichmuller equivalent classes of
.
are homotopic, then
and
are Teichmuller equivalent, so we may replace
by its homotopy class.
, then
if and only if
, where
. This can be proved by looking at the universal covering
. So a marking on the Riemann surface
can be regarded as a choice of generators of the fundamental group
under the equivalence of conjugation.
Our goal is to show that
is isomorphic to the Fricke space
Fricke showed that
can be viewed as a subset in a
-dimensional manifold
, and then one can prove that
is actually homeomorphic to
(cf. Uniformization Theorem 14).
Hyperbolic geometryThis subsection is a crash course on the basics of hyperbolic geometry. Define a Riemannian metric
on
.
-axis is a geodesic in
. Let
be a path in
with staring point
. Then
and equality holds if and only
and
, if and only if
is along the
-axis.
Note that
is an isometry of
. Thus we know that all vertical lines are geodesics. Note that
and
are also isometries. Since all Mobius transformations are composition of these three types of isometries, we know that
. Actually one can show that
. Using the transformation
and the translations, it follows that all geodesics are either vertical lines or semicircles perpendicular to the
-axis.
has constant Gaussian curvature
since
acts on
transitively. Indeed, for a Riemannian metric
, the Gaussian curvature is given by
. A computation then shows that
.
Since the cross ratio is invariant under a Mobius transformation, we have
where
are the intersection points of the semicircle through
with the
-axis.
Let
be a compact Riemann surface of genus
. The uniformization theorem tells us that
. The metric
is invariant under
, so it induces a Riemannian metric
on
(thus such an
is called a hyperbolic surface) and now it makes sense to talk about lengths on
.
is a closed hyperbolic surface, then for
, we have
, or equivalently,
has two distinct real eigenvalues (which are called hyperbolic).
. If
, after conjugation, we may assume that
. Since
is compact, we can find finitely many small balls
covering
(so
's are contractible). By Lebesgue's Lemma, there exists
such that any loop of length less than
in
is in some
(hence homotopic to a point). But for
, consider the image of
, whose length is
. It is homotopically nontrivial, a contradiction.
¡õ
Uniformization theoremWe are now going to talk about the remaining two main theorems, namely the uniformization theorem and the measurable Riemann mapping theorem. Teichmuller asserted that the Teichmuller space
is isomorphic to
, but this result was not rigorously proved until the work of Ahlfors and Bers in 1950s. We will utilize some corollaries of the measurable Riemann mapping theorem (MRM) to prove the uniformization theorem in this section and discuss the MRM in the last section.
Let
be a closed surface of genus
. Let
be the universal covering of
, then there exists a biholomorphism
such that
acts freely and discontinuously on
. Moreover,
induces a biholomorphism on the quotient
. In summary, we get a map
The image
is called the Frick space of
. By Remark 10 , the map
is injective. So we can identify
with
.
has a natural topology induced from
, hence we can use
to define a topology on
such that
is a homeomorphism.
. Let
be a discrete faithful representation and
,
. We get
After conjugation, we may assume that
, where
by Lemma 10. Suppose
. By the proof of Theorem 3, we know
in
, since
is nonabelian. But
, so
(consider
) and
(consider 0).
Now
commutes with
, so after conjugation we get 
We may assume
for
. If we can solve uniquely
from Equation 2, then
. Indeed, we compute that
and one can show that
,
,
,
can be solved successively using the fact that
,
.
¡õ
By the Riemann-Roch Theorem 7,
is a
dimensional
-vector space and has a natural
-norm. Let
. Denote
, where
. Define the Teichmuller map ![$$\Phi: \QD_1(X)\rightarrow \Teich(\Sigma_g),\quad \eta\mapsto [X_\eta]=[(X_\eta,\Id)].$$](./latex/latex2png-Teichmuller_85191659_.gif)
Now the Teichmuller Uniqueness Theorem 9 can be restated as follows.
and
, then there exists a biholomorphism
such that
and
are homotopic. By the Teichmuller Uniqueness Theorem 9, we know that
therefore
. It follows from the construction of
that
.
¡õ
Combining Theorem 11 and Theorem 12, we obtain the following picture: ![$$\xymatrix{\QD_1(X) \ar@{^{(}->}[r]^-\Phi & \Teich (\Sigma_g) \ar[r]^-\Psi_-{\sim} & \mathcal{T}_g\subseteq M^{6g-6}.}$$](./latex/latex2png-Teichmuller_111308510_.gif)
The next two lemmas will be proved using MRM in the next section.
Now the uniformization theorem will follow easily from the above two lemmas and Brouwer's famous invariance of domain theorem.
be an open set in
and
be a one-to-one continuous map into a manifold of the same dimension, then
is open in
and
is a homeomorphism.
is a homeomorphism. In particular, the Teichmuller space
and the Fricke space
are homeomorphic to
.
is open in
. By the properness in Lemma 11and the fact that the target
is a locally compact Hausdorff space, we find that
is a closed map and thus the image of
is also closed in
. But
is connected by Lemma 12, hence the image of
is the whole of
, which completes the proof.
¡õ
Measurable Riemann Mapping TheoremAs promised in the last section, we shall discuss the Measurable Riemann Mapping Theorem and utilize it to finish the proof of the uniformization theorem.
Let
be a quasi-conformal map. By definition, the supremum norm of the Beltrami coefficients
. The following inverse question asks about the existence of such quasi-conformal maps.
with
, is there any quasi-conformal map
such that
?
The Measurable Riemann Mapping Theorem gives affirmative answers to this question.
,
, then there exists a unique quasi-conformal map
satisfying the normalization
,
and
such that
.
This deep theorem was proved by Lavrentev for
-functions
and by Morrey for measurable functions
.
MRM can be also generalized to Riemann surfaces. From Sullivan's geometric point of view, the MRM simply says the following: place an ellipse on each tangent space on a Riemann surface, then there exists a unique quasi-conformal map sending this ellipse field to a circle field. In other words, for a pair
, we need to construct a new Riemann surface
satisfying the above geometric condition.
are Riemann surfaces and
is a quasi-conformal map. Then the Beltrami differential (of
)
is well-defined on
.
, where
are analytic. Let
. By the chain rule, we have
Then
So
is well-defined.
¡õ
Now let
be the vector space of all Beltrami differentials on
. It has a natural
-norm given by
. We have a pairing
So
can be viewed as the dual of
in some sense.
Looking at the universal covering and using the normal MRM Theorem 15, one can prove the following MRM on Riemann Surfaces.
be a Riemann surface and
be a Beltrami differential on
with
. Then there exists a Riemann surface
and a quasi-conformal map
such that
and
is unique up to biholomorphism.
depends analytically on
. This will imply that
is a complex manifold (see [2]).
in terms of Beltrami differentials. For a quadratic differential
, the associated
at
is constructed by stretching by a factor of
along the horizontal direction
. On the other hand, we know that
transforms as
and thus it is a Beltrami differential. The quasi-conformal map
associated to the Beltrami differential
in Theorem 16satisfies
, hence it locally behaves as stretching by a factor of
along the horizontal direction
too. In summary, the Teichmuller map can be obtained by taking
of the Beltrami differential
.
Finally, here comes the proof of Lemma 11 and Lemma 12, which in turn completes the proof of Theorem 14.
is the composition of the continuous MRM given by Theorem 16 and the continuous map
, hence continuous. If it is not proper, suppose
satisfies
(
) and
converges to
. Then we get quasi-conformal maps
such that
. But
for some constant
as
converges to
, which contradicts the assumption that
.
¡õ
is connected. Namely, we need to show that there is a continuous process from one
to another
such that every matrix representation of
is discrete and faithful. This can be done by using
.
¡õ
[1]A Primer on Mapping Class Groups, http://www.math.utah.edu/~margalit/primer/.
[2]Lectures on Quasiconformal Mappings (University Lecture Series), American Mathematical Society, 2006.